17 Job openings found

KEY RESPONSIBILITIES: COMPLIANCES: Responsible for compliances and coordination of with MCA, NSE, BSE, ROC, SEBI, CDSL, NSDL and Incorporation of Overseas Companies. Responsible for compliances of SEBI & Company Law Regulations Responsible for Quarterly and Annual Compliance of Stock Exchange. Filing of all statutory forms as and when applicable to company within timeline related to ...

Job Role:Candidate is overall responsible for PMLA (Prevention of Money Laundering Act, 2002) and Surveillancerelated compliance. He has also looked after client onboarding and post boarding activities which includes STRFiling and Review STR alerts. He also needs to handle the team of executives. Candidate from Indian financialbroking industry and has ...

KEY PERFORMANCE INDICATORS• Advising & Execution of orders on behalf of the clients on Equity, Derivatives & Option Strategies.• Monitor market conditions, volatility, to assess risk levels accurately and make well-informed tradingdecisions.• Maintain accurate records of trades, positions, and profit and loss (P&L).• Responsible to generate brokerage through clients on ...

Role Name – Merchant Banking Associate (Hybrid)Role Description  The individual will be part of the Merchant Banking Team  Conducting Due Diligence. Drafting of Offer Documents Liaison with clients, legal counsels, registrar, share transfer agents, auditors and other intermediaries Liaison with BSE, NSE, SEBI, NSDL, CDSL and other authority ...

Handling Arbitration, Consumer Cases, Court cases  Drafting, pleading and appearing in the Arbitration Matters before NSE and BSE across the region. Analyzing impact of litigation on company and provide  suitable defense on the Legal Cases against Company Co-ordination with branch personnel and advocates of various jurisdictions in India relating to pending litigations and ...

We Have an urgent opening for a Company Secretary. Location - Surat  Experience - Minimum 2 Yr Job Role - Candidate should have Good knowledge of IPO to Be listed in NSE/BSE. Candidate should be up to Date with all Compliance. Need to present the company properly in Stock Broker house. CS shall report to the Director of the company ...

Description:   Required Executive Assistant to the Managing Director For Raipur, Chhattisgarh based NSE/BSE listed, pan India transport service provider. Responsibilities:Executive Assistant to be plays an essential part in ensuring the smooth running of the Director’s Office, providing efficient and accurate administration support to the Director.Responsibilities will include diary management, complex travel arrangements and ...

Required Executive Assistant to the Managing Director For Raipur, Chhattisgarh based NSE/BSE listed, pan India transport service provider. Responsibilities:Executive Assistant to be plays an essential part in ensuring the smooth running of the Director’s Office, providing efficient and accurate administration support to the Director.Responsibilities will include diary management, complex travel arrangements and ...

Review and analyses trade surveillance reports/ alerts, and sign off alert completion related to client trading activities   Investigation on irregularities and abnormal activities in trading pattern of client.   Drafting Suspicious Activity Reports-NSE, BSE and FIU (Financial Intelligence Unit) in line with Compliance regulations.   Analysis on Circular trading, Insider trading and identify suspicious activity, blocking and asking ...

Looking for smart individuals to strengthen our Surveillance andCompliance team. Surveillance and compliance form the core of our business and we wouldlike to onboard responsible team members, who are ready to cope with the fast changingregulatory environment of financial markets.Role Summary : Surveillance and Compliance 1. DUTIES AND RESPONSIBILITIES: As part of ...