Surveillance and Compliance
Job Description:
Looking for smart individuals to strengthen our Surveillance and
Compliance team. Surveillance and compliance form the core of our business and we would
like to onboard responsible team members, who are ready to cope with the fast changing
regulatory environment of financial markets.
Role Summary : Surveillance and Compliance
1. DUTIES AND RESPONSIBILITIES:
As part of the surveillance and compliance team, you will be responsible for online
monitoring of our trading setup in coordination with our compliance team. You are
expected to meet regulatory deadlines and reporting requirements.
Job Location : Kolkata
Salary :
1. Commensurate with experience
2. 3L and above
Requirements:
? Experience in surveillance or related role in stock broking or similar department at a
financial institution
? Good understanding of financial markets
? Strong educational background
? Proficient with Excel
? Ability to work independently
? Excellent communication skills
About the company:
Recognized by NSE as “TOP MEMBERS - EQUITY DERIVATIVES in the Eastern region”,
Millennium Stock Broking Pvt Ltd was established in the year 2000. We are a Sebi Registered
intermediary and member of National Stock Exchange of India Ltd, BSE Ltd and MCX. We
are a multi-strategy trading firm with extensive experience in trading, combined with
sophisticated modeling and cutting edge technology.
Key Skills :
Company Profile
With a team of experienced and talented traders, we seek to leverage our expertise which comes from over 25 years of market experience and domain knowledge. Our team comprises professionals from finance and engineering backgrounds. We provide trading services across all asset classes (Equities, Equity Derivatives, Currency Derivatives and Commodity Derivatives). We use the latest technology to capture opportunities and manage risk in the financial markets
Apply Now
- Interested candidates are requested to apply for this job.
- Recruiters will evaluate your candidature and will get in touch with you.