Manager Sales Compliance- Pune

Job Description:

 To implement an effective Compliance Management
Framework to ensure operational risks and controls are
being managed appropriately at the Business level in a
proactive and disciplined manner to meet external, internal
and regulatory requirements.
 Co-ordinate with Sales teams & dealers for compliance
guidelines.
 Do regular audit activities of process / data and other norms
based on Audit / RBI guidelines
 Process Compliance Reviews and Review of Internal Controls
on ongoing basis while improvising the existing processes
through a structured Audit Framework.
 Train & educate all employees on Sales Compliance, Code of
Conduct Policy & other key legal aspects in B2C Function to
build strong risk culture.
 Provide analytical solutions through statistical modelling,
compliance policy and strategy, reporting and data analysis
for the TW business
 Investigate suspicious cases shared by field team and share
the final observations with BH.
 Maintain daily and month trackers for audit reviews.
 Project Management – Run and Support Various Risk and
Compliance projects. Work with specific business units to
enable them to deploy solutions.