Compliance Officer
1 Nos.
75303
Full Time
5.0 Year(s) To 8.0 Year(s)
14.00 LPA TO 30.00 LPA
Accounts / Finance / Tax / CS / Audit
Investment Banking / Venture Capital / Private Equity
LLB - Law
Job Description:
Job Location: Gift City - Gandhinagar
Job Type: Permanent
Job Responsibilities:
- Responsible for Compliance with SEBI AIF regulations and leading the Compliance and risk management
- Should keep abreast with the latest regulatory changes / requirements and adhere to such requirements especially related to SEZ Act and SEBI AIF IFSC Guidelines
- Responsible for assisting and managing the compliance and operations activities
- Liaison and deal with auditors and regulators from time to time
- Should prepare quarterly compliance reports to the Board and regulators
- Responsible for building infra, and systems & process and Maintaining all statutory registers and secretarial records
- Should have good drafting skills with an understanding of AIF business
- Assisting in the maintenance of all documents in relation to the receipt of investment by AIF & reporting by AIF to its Trustee, contributors, and the regulators
- Maintain relationships with internal and external stakeholders
- Should have experience in handling statutory filings and submissions of AIF with respect to renewal of registration cum Membership Certificate, coordinating for renewal of the lease, Service Export Reporting, Monthly Report of Investment & Employment, Annual Performance Report, and ensuring the validity of Bond Cum Legal Undertaking
- Apply for various funds and licenses, as per the organization’s requirement
Job Requirements:
- 5+ years of experience in Alternate Investment Fund regulations
- CS
- LLB degree will be an added advantage
- Good communication skills – Oral & Written and interaction skills
- Experience in dealing with foreign law firms
- Should be equipped to do research under SEBI AIF Regulations, FEMA, regulations
Key Skills :
Company Profile
They are a boutique --- firm in Mumbai, India that specializes in small-caps. Their clients comprise over a hundred UHNIs, family offices and FPIs. With an AUM of INR 20 bn, our CAGR of 29.39% has significantly outperformed the Nifty all along.
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