1808 Job openings found

Location – Airoli Experience in Internal audit and regulatory of stock broking . only stock broking candidates Position Purpose  To contribute towards business regulatory on the departmental level which will ensure compliances across the organization. Responsibilities  Direct Responsibilities  Review of broking operation processes, remediation, and reporting in line with relevant regulatory requirements. Preparation and maintenance of the list of ...

Preferable Product : Stock Broking, Mutual Funds, Insurance ( Sales personnel handling Direct as well as B to B channel )     Preferred Skill Set: -    Experienced Sales Team leader -    Logical and analytical approach to Sales -    Can lead a Team of 10 to 15 RMs -    Convincing power -    Can develop the Team ...

Job description for Head of Operations We are looking for an analytical, customer-focused and diligent team Leader, who will lead the business operation and customer service throughout the customer life cycle in Online Stock Broking Business. This candidate will work cross-functionally to ensure customer satisfaction and compliance as per regulatory norms.  Responsibilities: - ...

Budget – 12 LPA Location – Airoli Department - Operations   About Businesslike/Function : PDG team is a liaison between OPS, IT and other teams for taking up all IT Developmental activities (regulatory/ non regulatory). The team is involved in understanding sessions with the relevant teams, document the requirement, capture test cases/ scenarios, conduct testing, ...

Define and develop the business objectives in terms of user experience and customer service parameters for broking business Build upon our disruptive Proposition and processes along with creating communication points with customers directly or indirectly. Lead the competitor analysis and gaps within the business operations in terms of offerings, platforms, and processes. Identify ...

Looking for smart individuals to strengthen our Surveillance andCompliance team. Surveillance and compliance form the core of our business and we wouldlike to onboard responsible team members, who are ready to cope with the fast changingregulatory environment of financial markets.Role Summary : Surveillance and Compliance 1. DUTIES AND RESPONSIBILITIES: As part of ...

As a Business Analyst team lead , this role demands to co-ordinate with IT team for BAU /New activities Core role is to understand business requirement, prepare BRD, Test Cases, & assist project manager Lead for go live strategy. Act as SPOC between IT & Business. Intervene where team faces ...

We are looking for an analytical, customer-focused and diligent Team Leader, who will lead the business operation and customer service throughout the customer life cycle in Online Stock Broking Business. This candidate will work cross-functionally to ensure customer satisfaction and compliance as per regulatory norms. Responsibilities:- Define, implement and manage operational ...

Seeking an MIS Executive for a stock broking industry with experience in dashboard. Analyze data, craft interactive dashboards, and generate MIS reports. Collaborate with cross-functional teams, ensure data accuracy, and monitor market trends. Strong analytics, attention to detail, and communication skills are crucial to convey insights effectively. Opportunity to drive informed decisions and enhance ...

To Handle overall fund management system To Handle Exchange Payin payout, Client Payin Payout & remiser payout, Quarterly payout To Handle FD creation, renewal surrender File return of GST Including data preparing & Preparation data of TDS Stamp duty Calculation & Payment Bank Reconciliation, Late Payment Charges Calculation Income Tax notice reply Maintaining Patty Cash Prepaid A/c & Provision of Income & Expense on Quarterly Basis & Yearly Basis Accounting and Billing – DP, Comtrack, IPO, SGB Bond, ...